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Regulation Newsletter N1 June 2021 This Newsletter Content This edition of the Newsletter covers: I. General overview of Issuers’ and Trading Members’ continuing obligations; II. Disciplinary action for breach of AIX Business Rules enforced by R&C in 1H2021 | Download PDF |
Regulation Newsletter N2 February 2022 This Newsletter Content This edition of the Newsletter covers: I. Updates to the Guide on Issuer’s Continuing Obligations II. Announcement on the educational webinar for Issuers on Annual Reports III. General overview and update of Trading Members’ continuing obligations IV. Trading Member’s obligations with regards to suspended clients’ accounts at the AIX CSD | Download PDF |
Regulation Newsletter N3 April 2023 This Newsletter Content I. Thematic Guidance for Issuers II. Preparation of Annual Reports by Issuers III. Submitting Orders to the AIX Order Book IV. Use of foreign omnibus accounts by AIX Trading Members V. New regime for taxation of dividends | Download PDF |
Regulation Newsletter N4 February 2024 This Newsletter Content I. AIX Business Rules Update II. Guidance for Issuers: SME Bonds III. Euroclear Signatory Card requirement IV. Fees Update V. AIX has been recognized by the European regulator ESMA VI. Extension of AIX CSD Admitted Products | Download PDF |
Regulation Newsletter N5 May 2025 This Newsletter Content I. Off the Order Book Transactions Reporting Obligations II. AIX Business Rules update (Environmental Instrument, Exempt Funds, Unsponsored Listing and other amendments) III. AIX Green Equity Principles and Guidelines IV. Guide to continuing obligations update V. Corporate actions | Download PDF |