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Regulation Newsletter N1 June 2021 This Newsletter Content This edition of the Newsletter covers: 1) general overview of Issuers’ and Trading Members’ continuing obligations; 2) disciplinary action for breach of AIX Business Rules enforced by R&C in 1H2021 | Download PDF |
Regulation Newsletter N2 February 2022 This Newsletter Content This edition of the Newsletter covers: 1) updates to the Guide on Issuer’s Continuing Obligations; 2) announcement on the educational webinar for Issuers on Annual Reports; 3) general overview and update of Trading Members’ continuing obligations; 4) Trading Member’s obligations with regards to suspended clients’ accounts at the AIX CSD. | Download PDF |
Regulation Newsletter N3 April 2023 This Newsletter Content I. Thematic Guidance for Issuers; II. Preparation of Annual Reports by Issuers; III. Submitting Orders to the AIX Order Book; IV. Use of foreign omnibus accounts by AIX Trading Members; V. New regime for taxation of dividends. | Download PDF |
Regulation Newsletter N4 February 2024 This Newsletter Content I. AIX Business Rules Update II. Guidance for Issuers: SME Bonds III. Euroclear Signatory Card requirement IV. Fees Update V. AIX has been recognized by the European regulator ESMA VI. Extension of AIX CSD Admitted Products | Download PDF |