Regulation Newsletters

TITLEDOWNLOAD
Regulation Newsletter N1
June 2021

This Newsletter Content
This edition of the Newsletter covers:
I. General overview of Issuers’ and Trading Members’ continuing obligations;
II. Disciplinary action for breach of AIX Business Rules enforced by R&C in 1H2021

Download PDF
Regulation Newsletter N2
February 2022

This Newsletter Content
This edition of the Newsletter covers:
I. Updates to the Guide on Issuer’s Continuing Obligations
II. Announcement on the educational webinar for Issuers on Annual Reports
III. General overview and update of Trading Members’ continuing obligations
IV. Trading Member’s obligations with regards to suspended clients’ accounts at the AIX CSD

Download PDF

Regulation Newsletter N3
April 2023

This Newsletter Content
I. Thematic Guidance for Issuers
II. Preparation of Annual Reports by Issuers
III. Submitting Orders to the AIX Order Book
IV. Use of foreign omnibus accounts by AIX Trading Members
V. New regime for taxation of dividends

Download PDF
Regulation Newsletter N4
February 2024

This Newsletter Content
I. AIX Business Rules Update
II. Guidance for Issuers: SME Bonds
III. Euroclear Signatory Card requirement
IV. Fees Update
V. AIX has been recognized by the European regulator ESMA
VI. Extension of AIX CSD Admitted Products

Download PDF
Regulation Newsletter N5
May 2025

This Newsletter Content
I. Off the Order Book Transactions Reporting Obligations
II. AIX Business Rules update (Environmental Instrument, Exempt Funds, Unsponsored Listing and other amendments)
III. AIX Green Equity Principles and Guidelines
IV. Guide to continuing obligations update
V. Corporate actions

Download PDF