AIX CSD Business Rules
AIX CSD Business Rules
The Astana International Exchange Central Securities Depository Business Rules have been approved by the Astana Financial Services Authority and AIX CSD Board.
Previous versions:
| Effective date | Title | Download amendments (redline version) | Download consolidated version |
| June 06, 2022 | AIX CSD Business Rules (amended and restated)* | 1. AIX CSD Business Rules 06.06.2022 redline.pdf | 1. AIX CSD Business Rules 06.06.2022 consolidated.pdf |
| January 19, 2022 | AIX CSD Business Rules (amended and restated)* | 1. AIX CSD Business Rules 19.01.2022 redline.pdf | 1. AIX CSD Business Rules 19.01.2022 consolidated.pdf |
| May 20, 2021 | AIX CSD Business Rules amendments | 2. AIX CSD Business Rules 20.05.2021 redline.pdf | 2. AIX CSD Business Rules 20.05.2021 consolidated.pdf |
| June 14, 2019 | AIX CSD Business Rules amendments | 3. AIX CSD Business Rules 14.06.2019 redline.pdf | 3. AIX CSD Business Rules 14.06.2019 consolidated.pdf |
| October 25, 2018 | AIX CSD Business Rules | 4. AIX CSD Business Rules 25.10.2018.pdf |
*The amended and restated AIX CSD Business Rules integrate and supersede the previously approved separate AIX CSD Business Rules chapters
Forms
Forms
|
AIX CSD Forms |
| Application_Admission of a Securities as Admitted Product Application + Annex_1 | Download |
| Access to AIX CSD System for Participants | Download |
| Power of Attorney Form | Download |
| AIX CSD Compliance Certificate Form | Download |
| Participant Account Opening Request | Download |
| Investor Account Opening Request | Download |
| Participant’s Investors Account Opening Form | Download |
| Internal Securities Transfer Form | Download |
| Securities External Transfer Form | Download |
| Securities Conversion Form | Download |
| Cash Transfer Form | Download |
| Security Interest Notice | Download |
| Security Interest Report | Download |
| Indemnity | Download |
| Enhanced Settlement Model (ESM) Forms | Download Annex 1 |
|
AIX Registrar Forms |
| Registrar Account Opening Form | Download |
| Required Documentation for Account Opening in AIX Registrar | Download |
| Securities Transfer Form | Download |