AIX FM

AIX FM Limited – a private company, established in the AIFC, whose principal activities are supporting the incorporation, listing and trading of Exchange Trading Notes (ETNs), and provision of the services of daily operation and administration of Special Purpose Companies.

AIX FM owns and manages 20 Special Purpose Companies (the “SPC”); each of SPC has issued ETNs, that track different assets (usually – securities being shares in Exchange Traded Funds (ETFs) or units in different funds.

Special Purpose Companies incorporated by the intention of AIX FM Limited

iX US Aggregated Bonds SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are shares in the iShares US Aggregate Bond UCITS ETF and Cash, and the sole obligations are iX US Aggregated Bonds SPC Limited ETNs. iX US Aggregated Bonds SPC Limited ETNs are exchange traded notes, issued by a special purpose company to repeat the dynamics of the Bloomberg index Barclays US Aggregate Bond Index that consists of state, quasi-state, corporate and securitized bonds with investment rating in US dollars.
Registered address: Mangilik El, building 55/19, Astana, Kazakhstan
Telephone number: +7(717) 223 53 66
Date of registration: October 29, 2019
Registration number: 191040900254
Summary of the provisions of the Articles of Associations: The articles of association of the SPC provide that the purpose of the Company is limited to conducting the following Exempt Activities (as such term is defined in the AIFC Special Purpose Company Rules (AIFC Rules No. GR0001 of 2017)): (a) the issuance of exchange traded notes and conduct of any other transactions involving exchange traded notes; (b) the acquisition (by way of leasing, title transfer, risk transfer or otherwise), the holding and the disposal of any asset (tangible or intangible, including, for example, recevables and shares) in connection with and for the purpose of the transactions referred to in paragraph (a) above; (c) the obtaining of any type of financing (banking or capital markets), the granting of any type of security interest over its assets, the providing of any indemnity or similar support for the benefit of its shareholders or any of its subsidiaries, or the entering into of any type of hedging arrangements, in connection with and for the purpose of the transactions referred to in paragraph (a) above; (d) the financing of the shareholder or another special purpose company; (e) any other activity approved in writing by the Registrar of Companies of the AIFC; and (f) any activity ancillary to an activity mentioned in paragraphs (a) to (f). In addition, in accordance with the articles of association of the SPC the SPC shall be entitled to own and/or hold only those assets which are permitted to be owned or held under this Prospectus (as this Prospectus may be amended from time to time).

Financial statements

iX Global Emerging Markets Bonds SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are shares in the iShares J.P. Morgan $ EM Bond UCITS ETF and Cash, and the sole obligations are iX Global Emerging Markets Bonds SPC Limited ETNs. iX Global Emerging Markets Bonds SPC Limited ETNs are exchange traded notes, issued by a special purpose company to repeat the dynamics of the J.P. Morgan EMBI Global Core Index that measures the yield on bonds denominated in USD, fixed and / or floating rate issued by sovereign and quasi-sovereign issuers from developing markets.
Registered address: Mangilik El, building 55/19, Astana, Kazakhstan
Telephone number: +7(717) 223 53 66
Date of registration: October 29, 2019
Registration number: 191040900264
Summary of the provisions of the Articles of Associations: The articles of association of the SPC provide that the purpose of the Company is limited to conducting the following Exempt Activities (as such term is defined in the AIFC Special Purpose Company Rules (AIFC Rules No. GR0001 of 2017)): (a) the issuance of exchange traded notes and conduct of any other transactions involving exchange traded notes; (b) the acquisition (by way of leasing, title transfer, risk transfer or otherwise), the holding and the disposal of any asset (tangible or intangible, including, for example, recevables and shares) in connection with and for the purpose of the transactions referred to in paragraph (a) above; (c) the obtaining of any type of financing (banking or capital markets), the granting of any type of security interest over its assets, the providing of any indemnity or similar support for the benefit of its shareholders or any of its subsidiaries, or the entering into of any type of hedging arrangements, in connection with and for the purpose of the transactions referred to in paragraph (a) above; (d) the financing of the shareholder or another special purpose company; (e) any other activity approved in writing by the Registrar of Companies of the AIFC; and (f) any activity ancillary to an activity mentioned in paragraphs (a) to (f). In addition, in accordance with the articles of association of the SPC the SPC shall be entitled to own and/or hold only those assets which are permitted to be owned or held under this Prospectus (as this Prospectus may be amended from time to time).

Financial statements

iX Global Emerging Markets Equities SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are shares in the iShares Core MSCI EM IMI UCITS ETF and Cash, and the sole obligations are iX Global Emerging Markets Equities SPC Limited ETNs. iX Global Emerging Markets Equities SPC Limited ETNs are exchange traded notes, issued by a special purpose company to repeat the dynamics of the MSCI Emerging Markets Investable Market Index that tracks the performance of a stock index companies with large, medium and small caps from developing countries.
Registered address: Mangilik El, building 55/19, Astana, Kazakhstan
Telephone number: +7(717) 223 53 66
Date of registration: October 29, 2019
Registration number: 191040900284
Summary of the provisions of the Articles of Associations: The articles of association of the SPC provide that the purpose of the Company is limited to conducting the following Exempt Activities (as such term is defined in the AIFC Special Purpose Company Rules (AIFC Rules No. GR0001 of 2017)): (a) the issuance of exchange traded notes and conduct of any other transactions involving exchange traded notes; (b) the acquisition (by way of leasing, title transfer, risk transfer or otherwise), the holding and the disposal of any asset (tangible or intangible, including, for example, recevables and shares) in connection with and for the purpose of the transactions referred to in paragraph (a) above; (c) the obtaining of any type of financing (banking or capital markets), the granting of any type of security interest over its assets, the providing of any indemnity or similar support for the benefit of its shareholders or any of its subsidiaries, or the entering into of any type of hedging arrangements, in connection with and for the purpose of the transactions referred to in paragraph (a) above; (d) the financing of the shareholder or another special purpose company; (e) any other activity approved in writing by the Registrar of Companies of the AIFC; and (f) any activity ancillary to an activity mentioned in paragraphs (a) to (f). In addition, in accordance with the articles of association of the SPC the SPC shall be entitled to own and/or hold only those assets which are permitted to be owned or held under this Prospectus (as this Prospectus may be amended from time to time).

Financial statements

iX Brent Oil SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are shares in the United States Brent Oil Fund LP ETF and Cash, and the sole obligations are iX Brent Oil SPC Limited ETNs. iX Brent Oil SPC Limited ETNs are exchange traded notes, issued by a special purpose company to repeat the dynamics of the spot price of Brent oil.
Registered address: Mangilik El, building 55/19, Astana, Kazakhstan
Telephone number: +7(717) 223 53 66
Date of registration: October 29, 2019
Registration number: 191040900244
Summary of the provisions of the Articles of Associations: The articles of association of the SPC provide that the purpose of the Company is limited to conducting the following Exempt Activities (as such term is defined in the AIFC Special Purpose Company Rules (AIFC Rules No. GR0001 of 2017)): (a) the issuance of exchange traded notes and conduct of any other transactions involving exchange traded notes; (b) the acquisition (by way of leasing, title transfer, risk transfer or otherwise), the holding and the disposal of any asset (tangible or intangible, including, for example, recevables and shares) in connection with and for the purpose of the transactions referred to in paragraph (a) above; (c) the obtaining of any type of financing (banking or capital markets), the granting of any type of security interest over its assets, the providing of any indemnity or similar support for the benefit of its shareholders or any of its subsidiaries, or the entering into of any type of hedging arrangements, in connection with and for the purpose of the transactions referred to in paragraph (a) above; (d) the financing of the shareholder or another special purpose company; (e) any other activity approved in writing by the Registrar of Companies of the AIFC; and (f) any activity ancillary to an activity mentioned in paragraphs (a) to (f). In addition, in accordance with the articles of association of the SPC the SPC shall be entitled to own and/or hold only those assets which are permitted to be owned or held under this Prospectus (as this Prospectus may be amended from time to time).

Financial statements

iX US 500 Equities SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are shares in the iShares Core S&P 500 UCITS ETF and Cash, and the sole obligations are iX US 500 Equities SPC Limited ETNs. iX US 500 Equities SPC Limited ETNs are exchange traded notes, issued by a special purpose company to repeat the dynamics of the S&P 500 index that tracks the results of an index of 500 US stocks with a large capitalization.
Registered address: Mangilik El, building 55/19, Astana, Kazakhstan
Telephone number: +7(717) 223 53 66
Date of registration: October 29, 2019
Registration number: 191040900274
Summary of the provisions of the Articles of Associations: The articles of association of the SPC provide that the purpose of the Company is limited to conducting the following Exempt Activities (as such term is defined in the AIFC Special Purpose Company Rules (AIFC Rules No. GR0001 of 2017)): (a) the issuance of exchange traded notes and conduct of any other transactions involving exchange traded notes; (b) the acquisition (by way of leasing, title transfer, risk transfer or otherwise), the holding and the disposal of any asset (tangible or intangible, including, for example, recevables and shares) in connection with and for the purpose of the transactions referred to in paragraph (a) above; (c) the obtaining of any type of financing (banking or capital markets), the granting of any type of security interest over its assets, the providing of any indemnity or similar support for the benefit of its shareholders or any of its subsidiaries, or the entering into of any type of hedging arrangements, in connection with and for the purpose of the transactions referred to in paragraph (a) above; (d) the financing of the shareholder or another special purpose company; (e) any other activity approved in writing by the Registrar of Companies of the AIFC; and (f) any activity ancillary to an activity mentioned in paragraphs (a) to (f). In addition, in accordance with the articles of association of the SPC the SPC shall be entitled to own and/or hold only those assets which are permitted to be owned or held under this Prospectus (as this Prospectus may be amended from time to time).

Financial statements

iX US High Dividend SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are shares in the iShares Core High Dividend ETF and Cash, and the sole obligations are iX US High Dividend SPC Limited ETNs. iX US High Dividend SPC Limited ETNs are exchange traded notes, issued by a special purpose company to repeat the dynamics of the Morningstar Dividend Yield Focus Index that tracks the investment performance of an index of relatively high dividend-paying US stocks.

Financial statements

iX Gold SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are shares in the iShares Gold Trust ETF and Cash, and the sole obligations are iX Gold SPC Limited ETNs. iX Gold SPC Limited ETNs are exchange traded notes, issued by a special purpose company with the aim of replicating the dynamics of the price of gold.

Financial statements

iX US Short-Term Treasury SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are shares in the Vanguard Short-Term Treasury ETF and Cash, and the sole obligations are iX US Short-Term Treasury SPC Limited ETNs. iX US Short-Term Treasury SPC Limited ETNs are exchange traded notes, issued by a special purpose company to repeat the dynamics of the Morningstar Dividend Yield Focus Index that tracks the investment performance of an index of relatively high dividend-paying US stocks.
Registered address: Mangilik El, building 55/19, Astana, Kazakhstan
Telephone number: +7(717) 223 53 66
Date of registration: 30 April 2020
Registration number: 200440900250
Summary of the provisions of the Articles of Associations: The articles of association of the SPC provide that the purpose of the Company is limited to conducting the following Exempt Activities (as such term is defined in the AIFC Special Purpose Company Rules (AIFC Rules No. GR0001 of 2017)): (a) the issuance of exchange traded notes and conduct of any other transactions involving exchange traded notes; (b) the acquisition (by way of leasing, title transfer, risk transfer or otherwise), the holding and the disposal of any asset (tangible or intangible, including, for example, recevables and shares) in connection with and for the purpose of the transactions referred to in paragraph (a) above; (c) the obtaining of any type of financing (banking or capital markets), the granting of any type of security interest over its assets, the providing of any indemnity or similar support for the benefit of its shareholders or any of its subsidiaries, or the entering into of any type of hedging arrangements, in connection with and for the purpose of the transactions referred to in paragraph (a) above; (d) the financing of the shareholder or another special purpose company; (e) any other activity approved in writing by the Registrar of Companies of the AIFC; and (f) any activity ancillary to an activity mentioned in paragraphs (a) to (f). In addition, in accordance with the articles of association of the SPC the SPC shall be entitled to own and/or hold only those assets which are permitted to be owned or held under this Prospectus (as this Prospectus may be amended from time to time).

Financial statements

iX High Yield Corporate Bond SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are shares in the iShares iBoxx $ High Yield Corporate Bond ETF and Cash, and the sole obligations are iX High Yield Corporate Bond SPC Limited ETNs. iX High Yield Corporate Bond SPC Limited ETNs are exchange traded notes, issued by a special purpose company to repeat the dynamics of the Markit iBoxx USD Liquid High Yield Index that tracks the investment performance of an index of US dollar denominated high yield corporate bonds.
Registered address: Mangilik El, building 55/19, Astana, Kazakhstan
Telephone number: +7(717) 223 53 66
Date of registration: April 30, 2020
Registration number: 200440900240
Summary of the provisions of the Articles of Associations: The articles of association of the SPC provide that the purpose of the Company is limited to conducting the following Exempt Activities (as such term is defined in the AIFC Special Purpose Company Rules (AIFC Rules No. GR0001 of 2017)): (a) the issuance of exchange traded notes and conduct of any other transactions involving exchange traded notes; (b) the acquisition (by way of leasing, title transfer, risk transfer or otherwise), the holding and the disposal of any asset (tangible or intangible, including, for example, recevables and shares) in connection with and for the purpose of the transactions referred to in paragraph (a) above; (c) the obtaining of any type of financing (banking or capital markets), the granting of any type of security interest over its assets, the providing of any indemnity or similar support for the benefit of its shareholders or any of its subsidiaries, or the entering into of any type of hedging arrangements, in connection with and for the purpose of the transactions referred to in paragraph (a) above; (d) the financing of the shareholder or another special purpose company; (e) any other activity approved in writing by the Registrar of Companies of the AIFC; and (f) any activity ancillary to an activity mentioned in paragraphs (a) to (f). In addition, in accordance with the articles of association of the SPC the SPC shall be entitled to own and/or hold only those assets which are permitted to be owned or held under the Prospectus (as the Prospectus may be amended from time to time).

Financial statements

iX NASDAQ 100 Equities SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are shares in the Invesco QQQ Shares and Cash, and the sole obligations are iX NASDAQ 100 Equities SPC Limited ETNs. iX NASDAQ 100 Equities SPC Limited ETNs are exchange traded notes, issued by a special purpose company to repeat the dynamics of the NASDAQ-100 index that consists of shares of U.S tech stocks.
Registered address: Mangilik El, building 55/19, Astana, Kazakhstan
Telephone number: +7(717) 223 53 66
Date of registration: 27 February 2021
Registration number: 210240900364
Summary of the provisions of the Articles of Associations: The articles of association of the SPC provide that the purpose of the Company is limited to conducting the following Exempt Activities (as such term is defined in the AIFC Special Purpose Company Rules (AIFC Rules No. GR0001 of 2017)): (a) the issuance of exchange traded notes and conduct of any other transactions involving exchange traded notes; (b) the acquisition (by way of leasing, title transfer, risk transfer or otherwise), the holding and the disposal of any asset (tangible or intangible, including, for example, recevables and shares) in connection with and for the purpose of the transactions referred to in paragraph (a) above; (c) the obtaining of any type of financing (banking or capital markets), the granting of any type of security interest over its assets, the providing of any indemnity or similar support for the benefit of its shareholders or any of its subsidiaries, or the entering into of any type of hedging arrangements, in connection with and for the purpose of the transactions referred to in paragraph (a) above; (d) the financing of the shareholder or another special purpose company; (e) any other activity approved in writing by the Registrar of Companies of the AIFC; and (f) any activity ancillary to an activity mentioned in paragraphs (a) to (f). In addition, in accordance with the articles of association of the SPC the SPC shall be entitled to own and/or hold only those assets which are permitted to be owned or held under this Prospectus (as this Prospectus may be amended from time to time).

Financial statements

iX Bitcoin SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are shares in the ProShares Bitcoin Strategy ETF and Cash, and the sole obligations are iX Bitcoin SPC Limited ETNs. iX Bitcoin SPC Limited ETNs are exchange traded notes, issued by a special purpose company to repeat the dynamics of the bitcoin futures contracts.
Registered address: Mangilik El, building 55/19, Astana, Kazakhstan
Telephone number: +7(717) 223 53 66
Date of registration: August 10, 2021
Registration number: 210840900198
Summary of the provisions of the Articles of Associations: The articles of association of the SPC provide that the purpose of the Company is limited to conducting the following Exempt Activities (as such term is defined in the AIFC Special Purpose Company Rules (AIFC Rules No. GR0001 of 2017)): (a) the issuance of exchange traded notes and conduct of any other transactions involving exchange traded notes;(b) the acquisition (by way of leasing, title transfer, risk transfer or otherwise), the holding and the disposal of any asset (tangible or intangible, including, for example, receivables and Shares) in connection with and for the purpose of the transactions referred to in paragraph (a) above; (c) the obtaining of any type of financing (banking or capital markets), the granting of any type of security interest over its assets, the providing of any indemnity or similar support for the benefit of its shareholders or any of its subsidiaries, or the entering into of any type of hedging arrangements, in connection with and for the purpose of the transactions referred to in paragraph (a) above; (d) any other activity approved in writing by the Registrar of Companies of the AIFC; and (e) any activity ancillary to an activity mentioned in paragraphs (a) to (d). In addition, in accordance with the articles of association of the SPC the SPC shall be entitled to own and/or hold only those assets which are permitted to be owned or held under this Prospectus (as this Prospectus may be amended from time to time).

Financial statements

iX Islamic SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are shares in the iShares MSCI World Islamic UCITS ETF and Cash, and the sole obligations are iX Islamic SPC Limited ETNs. iX Islamic SPC Limited ETNs are exchange traded notes, issued by a special purpose company to repeat the dynamics of the MSCI World Islamic Index.

Financial statements

iX China Equities SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are shares in the iShares MSCI China A ETF and Cash, and the sole obligations are iX China Equities BR ETNs. iX China Equities BR ETNs are exchange traded notes, issued by a special purpose company to repeat the dynamics of the MSCI China A Inclusion Index.

Financial statements

iX US Real Estate US Real Estate SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are shares in the Vanguard Real Estate ETF and Cash, and the sole obligations are iX US Real Estate ETNs. iX US Real Estate ETNs are exchange traded notes, issued by a special purpose company to repeat the dynamics of the MSCI US Investable Market Real Estate 25/50 Index.
Registered address: Mangilik El, building 55/19, Astana, Kazakhstan
Telephone number: +7(717) 223 53 66
Date of registration: 18 May 2022
Registration number: 220540900307
Summary of the provisions of the Articles of Associations: The articles of association of the SPC provide that the purpose of the Company is limited to conducting the following Exempt Activities (as such term is defined in the AIFC Special Purpose Company Rules (AIFC Rules No. GR0001 of 2017)): (a) the issuance of exchange traded notes and conduct of any other transactions involving exchange traded notes; (b) the acquisition (by way of leasing, title transfer, risk transfer or otherwise), the holding and the disposal of any asset (tangible or intangible, including, for example, recevables and shares) in connection with and for the purpose of the transactions referred to in paragraph (a) above; (c) the obtaining of any type of financing (banking or capital markets), the granting of any type of security interest over its assets, the providing of any indemnity or similar support for the benefit of its shareholders or any of its subsidiaries, or the entering into of any type of hedging arrangements, in connection with and for the purpose of the transactions referred to in paragraph (a) above; (d) the financing of the shareholder or another special purpose company; (e) any other activity approved in writing by the Registrar of Companies of the AIFC; and (f) any activity ancillary to an activity mentioned in paragraphs (a) to (f). In addition, in accordance with the articles of association of the SPC the SPC shall be entitled to own and/or hold only those assets which are permitted to be owned or held under this Prospectus (as this Prospectus may be amended from time to time).

Financial statements

Special Purpose Companies incorporated in cooperation with investment managers (third parties)

Global Fund A SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are units in the Interval Mutual Fund “CenterCredit – Valyutnyi” and Cash, and the sole obligations are ~~The~~ BCC Global ETNs. The BCC Global ETNs are exchange-traded notes, issued by a special purpose company to repeat the results of the interval mutual fund incorporated in the Republic of Kazakhstan and managed by BCC Invest Joint Stock Company to provide an investment income in U.S. dollars, exceeding the deposit interest rate with moderate risk level due to asset diversification and selection of financial instruments.

Financial statements

Fund of Initial Public Offerings SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are are units in a closed-end unit investment fund of market financial instruments “Fund of Initial Public Offerings” and Cash, and the sole obligations are The Freedom Finance IPO Fund ETNs. The Freedom Finance IPO Fund ETNs are exchange traded notes, issued by a special purpose company to repeat the results of the closed-end unit investment fund of market financial instruments incorporated in the Russian Federation and managed by Management Company East-West LLC that participates in the initial public offerings, primarily the initial public offerings of U.S. companies on the New York Stock Exchange or Nasdaq Stock Market.

Financial statements

Kaz Financials SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are shares and/or depositary receipts of Kazakhstani financial institutions and Cash, and the sole obligations are Kaz Financials ETNs. The Kaz Financials ETNs are exchange-traded notes, issued by a special purpose company to track the performance of the securities issued by Kazakhstani financial institutions. BCC Invest JSC is acting as an investment adviser to the SPC.

Financial statements

Fixed Income USD SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are units in interval unit investment fund “Fixed Income USD” and Cash, and the sole obligations are FF IUIF Fixed Income USD ETNs. The FF IUIF Fixed Income USD ETNs are exchange traded notes, issued by a special purpose company to repeat the results of the open-ended interval unit investment fund incorporated in the Republic of Kazakshtan and managed by JSC Freedom Finance.

Financial statements

Qazaqstan Equity Active SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are various exchange-traded common stocks or debt securities of Kazakhstani companies and Cash, and the sole obligations are Qazaqstan Equity Active SPC Limited ETNs. The Qazaqstan Equity Active SPC Limited ETNs are exchange traded notes, issued by a special purpose company incorporated as an actively-managed investment vehicle that seeks to outperform the investment results of a benchmark index that measures the investment return of various equities and/or depositary receipts of Kazakhstani companies. The investment activity of the SPC is managed by Halyk Finance JSC.

Financial statements

Qazaqstan Equity Passive SPC Limited

Description: Special purpose company incorporated in the AIFC whose sole assets are various exchange-traded common stocks of Kazakhstani companies and Cash, and the sole obligations are Qazaqstan Equity Passive SPC Limited ETNs. The Qazaqstan Equity Passive SPC Limited ETNs are exchange traded notes, issued by a special purpose company incorporated as a passive investment vehicle that seeks to track the performance of a benchmark index that measures the investment return of various equities and/or depositary receipts of Kazakhstani companies. The investment activity of the SPC is managed by Halyk Finance JSC.

Financial statements